The Compliance Files

If you work in compliance you will not want to miss our new podcast series. The Compliance Files is a unique podcast series, giving you access to industry insights and key perspectives on how the evolving regulatory landscape is driving change, challenge and opportunity for compliance professionals everywhere.

The Compliance Files is a education podcast hosted by thecompliancefiles, with 76 episodes on record and a Required Pod Score of 80. PitchCentric scores this show on Booking Probability, Listen Score, and live audience signals refreshed every 24 hours.

thecompliancefiles hosts The Compliance Files, a education show with 76 episodes published.

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  Episode #84

  Season 7 – Episode 4: The EU Digital Omnibus Unpacked

  Jul 2, 202651 min

  In this week’s episode of the Compliance Files podcast series, Steven Roberts, Vice Chairperson of the Compliance Institute’s Data Protection and Information Security (DP&IS) Working Group speaks with Members of the DP&IS WG, John Magee - Partner at DLA Piper and Global Co-Chair Data, Privacy & Cybersecurity, Alan Moore – Data Protection Officer and Head of Data Governance at Pobal and Flavien Corolleur - Senior Legal Counsel and Data Protection Officer at SS&C Technologies on the EU Digital Omnibus. This podcast builds on the recent Compliance Institute webinar on this topic and considers the potential impact of the Omnibus on GDPR and data protection. It also examines the practical steps organisations can take ahead of the Omnibus’s introduction.

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  Episode #83

  Season 7 – Episode 3: Her Voice, Her Power

  Jun 25, 202643 min

  In this week’s episode of the Compliance Files podcast series, Claudette Whyte, Member of Compliance Institute’s Diversity and Inclusion Working Group speaks with Lucie Loiseau, Founder, Data Cash Solution and Áine Crotty, Director- Risk and Compliance - UK & Europe, nib Travel. In this podcast they explore leadership, resilience, identity, and impact—especially for women navigating senior roles. They discuss their career journey & leadership path, challenges & barriers, power, influence & decision-making, diversity, inclusion & legacy and advice & empowerment.

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  Episode #82

  Season 7 – Episode 2 - The Digital Operational Resilience Act – One Year On a CISRO’s perspective

  May 28, 202641 min

  In this week’s episode, Grainne O’Farrelly, Managing Director, Regulatory Consulting, Kroll Advisory (Ireland) Limited and Member of Compliance Institute’s Prudential, Regulation and Governance (PR&G) Working Group is delighted to be joined by Brian Cooke, Group Chief Information Security and IT Risk Officer at PTSB, to share a sector‑wide perspective on what DORA is trying to achieve, why it matters, and why he sees it as a positive and enabling regulation for European financial services.

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  Episode #81

  Season 7 – Episode 1 – How to Draft a Net Zero Transition Plan

  May 7, 202638 min

  In this week’s episode of the Compliance Files podcast series, host Kathy Jacobs, Vice-Chair of the Compliance Institute's Sustainability Working Group speaks with Cayzia Mills, Group Sustainability Manager for Applegreen. In today’s episode, they explore how to draft a credible net zero transition plan under EU rules. With transition planning now a regulatory expectation, they break down the essentials—where to start, what to prioritise, the importance of robust governance, and disclosures that withstand scrutiny. We also explore what it takes to build a transition plan that meets both regulatory demands and investor expectations.

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  Episode #80

  Season 6 - Episode 5 - Navigating Climate and ESG Risk Management in a complex and evolving landscape

  Sep 30, 202538 minS0

  <p>In this week’s episode, Catherine Thornton, Member of Compliance Institute's Prudential, Regulation and Governance Working Group speaks with Sean MacHale, Partner at EY Dublin, Head of Global Sustainable Finance Innovation Hub and Camile Paparelli, Partner EY London, who is the ESG Reporting and Disclosure lead for UK Insurers. </p> <p>The importance of climate considerations and Environmental, Social and Governance (ESG) Factors are now critical in shaping strategies and operations of Financial Institutions worldwide. As the focus on sustainable practices and ethical governance grows, understanding and implementing ESG regulations including climate considerations has become more important now then eve...

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