Tokens of Wisdom

Do you love investing? Ever thought about turning that passion into a business? Listen up to learn to navigate the legal loopholes in forming, launching, and running a private investment fund, including considerations unique to digital asset/crypto funds. Dave Rothschild is a partner at Cole-Frieman & Mallon, one of the country's premier boutique investment management law firms with deep experience in traditional assets, as well as esoteric asset classes like digital assets. For questions or comments, email tow@colefrieman.com. Visit our website: https://colefrieman.com

Tokens of Wisdom is a business podcast hosted by Dave Rothschild, with 86 episodes on record and a Required Pod Score of 80. PitchCentric scores this show on Booking Probability, Listen Score, and live audience signals refreshed every 24 hours.

Dave Rothschild hosts Tokens of Wisdom, a business show with 86 episodes published.

Our AI reads these to draft pitches. Use them as grounding for a pitch that cites a real guest and a specific topic.

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  Episode #86

  Episode 86: The Annual Review with Annie Kong, IQ-EQ

  Jul 9, 202637 min

  Episode 86: The Annual Review with Annie Kong, IQ-EQ Annie Kong, Regional Lead (West) of Regulatory & Compliance, U.S. at IQ-EQ joins the Tokens of Wisdom Studio to explain what’s actually involved in an investment adviser’s annual review. Annie shares insights on the importance of ongoing compliance reviews, how to approach annual reviews proactively, and the ever-evolving regulatory landscape. Key Points From This Episode: Ongoing compliance review vs. check-the-box approach Breaking down the annual review into quarterly testing Tailoring reviews to specific manager strategies and risks SEC's focus on substantive review over documentation Incorporating AI and cybersecurity into compliance programs Disclaimer: This show is for informational purposes only. Nothing presented here constitutes legal, investment or tax advice. The guests that join us share their considerable fund-related wisdom, but everything they share here is their personal opinion and for educational purposes only. On this show, they are speaking for themselves, and not for their employer or any affiliated entity. Tokens of Wisdom is produced by Dave Rothschild, partner at Cole-Frieman & Mallon LLP headquartered in San Francisco, California. For more information, visit https://colefrieman.com/ Links Mentioned in Today’s Episode: Dave Rothschild - https://www.linkedin.com/in/davidcrothschild/ Annie Kong - https://www.linkedin.com/in/annie-kong-3bb24a30/ Cole-Frieman & Mallon LLP - https://colefrieman.com/ IQ-EQ - https://iqeq.com/us/ Music by Joe Ginsberg - https://www.instagram.com/thejoeginsberg For any questions or comments, email: tow@colefrieman.com Watch Tokens of Wisdom on YouTube: https://www.youtube.com/@Tokens_DCR

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  Episode #85

  Episode 85: Qualified Client Thresholds Are Going Up

  Jun 1, 202610 minS0

  <p><b>Episode 85: Qualified Client Thresholds Are Going Up</b></p><p> </p><p>Quick housekeeping episode today. The SEC just increased the qualified client thresholds, effective June 29, 2026 – mere weeks away. If you charge a performance allocation — or if you invest in a fund that does — this affects you. It's not complicated, but the deadline is real, and the numbers moved more than they usually do. Thanks, inflation.</p><p> </p><p><b>Key Points From This Episode:</b></p><p> </p>What Is a Qualified Client?Why Does It Matter?What are the New Thresholds?Brief explanation of the Grandfath...

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  Episode #84

  Episode 84: Crypto Prime Brokerage with Matt Boyd, Coinbase

  Apr 29, 202642 minS0

  <p><b>Episode 84: Crypto Prime Brokerage with Matt Boyd, Coinbase</b></p><p> </p><p>Matt Boyd, Head of Prime Finance at Coinbase joins the Tokens of Wisdom Studio to explain all things crypto prime brokerage and how to navigate the transition from managing your own money to managing a fund. </p><p> </p><p><b>Key Points From This Episode:</b></p><p> </p>Crypto custody and the importance of qualified custodians.How Coinbase Prime connects custody, execution, financing, and operations.Best execution in fragmented crypto markets.Leverage and risk management in crypto trading.Staking assets and collateralization in cryp...

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  Episode #83

  Episode 83: Outsourced CFOs with Eugene Tetlow, V17

  Apr 21, 202630 minS0

  <p><b>Episode 83: Outsourced CFOs with Eugene Tetlow, V17</b></p><p> </p><p>Eugene Tetlow visits the Tokens of Wisdom Studio to explain how outsourced CFO shops help new and established fund managers. Eugene is the CEO of V17 Advisors, but he is more widely known for his critically acclaimed role as the first guest host in Tokens of Wisdom history. </p><p> </p><p><b>Key Points From This Episode:</b></p><p> </p>How does an outsource CFO engagement work? How does it differ from what a fund admin does?What is The Real Value of Outsourced CFO...

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  Episode #82

  Episode 82: Reasonable Expectations: How the SEC (Now) Applies Howey to Crypto

  Mar 23, 202618 minS0

  <p><b>Episode 82: Reasonable Expectations: How the SEC (Now) Applies Howey to Crypto </b></p><p> </p><p>By now, you’ve all heard about the latest SEC release on the application of federal securities laws to certain crypto assets and related transactions. You’ve probably read 12 law firm memos and seven million hot Tweets on the topic by now. But few of them answer the burning question: what does this mean for digital asset fund managers? Well, today’s your lucky day because Tokens of Wisdom is here to answer that very question.</p><p> </p><p><b>Key Points Fr...

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